Director Support Programme

Compliance Refinery in partnership with governance specialists, Faraday & Company, are offering this course to assist Directors of FAP’s in understanding their obligations, potential liabilities and how to optimally govern their business. Legislative and Regulatory change has moved the bar for Directors of financial advice businesses, as a Director you now have an active regulator observing your business. Here we have created a session outline to help you understand what this courses consists of.

Who will benefit from this course?

  • Directors applying for a FAP License.

  • Directors of a business with a Transitional License or Authorised Bodies

  • Directors wanting to better understand their Obligations.

  • Directors wanting to grow their business and understand the potential risk/ reward of that strategy.

  • Directors wanting to reduce the risk in their business and protect the ‘value’ of the business.